Search for: "U. S. Commodity Futures Trading Commission"
Results 1 - 20
of 52
Sorted by Relevance
|
Sort by Date
11 Apr 2009, 7:48 am
Just as the Madoff fiasco has led the SEC to announce prosecution of operators of Ponzi schemes, the Commodity Futures Trading Commission, or CFTC, has ramped up prosecutions for commodities fraud. [read post]
14 Dec 2015, 5:36 am
Code § 1348 to apply to commodities futures trading. [read post]
3 May 2011, 5:50 pm
The Securities and Exchange Commission and the Commodity Futures Trading Commission are struggling to fill crucial jobs, enforce new rules, upgrade market surveillance technology and pay for travel. [read post]
24 Jul 2018, 10:35 am
Commodity Futures Trading Commission’s (“CFTC’s”) anti-fraud and anti-manipulation enforcement authority. [read post]
10 Feb 2017, 10:40 am
Commodity Futures Trading Commission is undergoing a transformation with the new Trump administration while staying on course with its statutory mission of protecting US commodities and derivatives markets. [read post]
12 Aug 2021, 1:51 pm
Last year, the Commodity Futures Trading Commission (CFTC) sued BitMEX and named the three founders as defendants in the case. [read post]
12 Aug 2021, 1:51 pm
Last year, the Commodity Futures Trading Commission (CFTC) sued BitMEX and named the three founders as defendants in the case. [read post]
7 May 2018, 2:04 pm
On May 2, 2018, the Commodity Futures Trading Commission’s (“CFTC“) Division of Market Oversight issued a CFTC staff letter with interpretive guidance regarding CFTC Regulation 150.4(b)(1), an exemption from position aggregation requirements for certain commodity pool investors. [read post]
15 Dec 2014, 12:43 pm
Commodity Futures Trading Commission v. [read post]
9 Sep 2020, 11:40 am
CFTC – “The Commodity Futures Trading Commission’s Climate-Related Market Risk Subcommittee of the Market Risk Advisory Committee (MRAC) today released a report entitled Managing Climate Risk in the U.S. [read post]
13 Jul 2015, 3:18 pm
Commodity Futures Trading Commission today issued a joint report analyzing the significant volatility in the U.S. [read post]
26 Jan 2020, 11:44 am
“The former chair of the Commodity Futures Trading Commission (CFTC) has partnered with Accenture to create the non-profit Digital Dollar Project, which plans to explore the creation of a U.S. [read post]
8 May 2019, 12:36 pm
Commodity Futures Trading Commission (CFTC) Chairman Christopher Giancarlo. [read post]
7 Jun 2017, 5:00 am
Commodity Futures Trading Commission (“CFTC”) imposing a permanent trading ban for spoofing and manipulation, and pled guilty to criminal charges of manipulation and wire fraud, for trading done in the precious metals market. [read post]
16 Jan 2013, 6:13 am
In the U.S., Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”), enacted on July 21, 2010, provides for the regulation of the swaps market and grants to the Commodity Futures Trading Commission (the “CFTC”) and the Securities and Exchange Commission (the “SEC,” and with the CFTC, each a “Commission” and together, the “Commissions”)… [read post]
29 Mar 2021, 12:43 pm
This was announced by the Commodity Futures Trading Commission (CFTC) regulator on Friday. [read post]
3 Oct 2022, 7:52 am
Commodities Futures Trading Commission asserted its jurisdiction over “virtual currencies. [read post]
2 Jan 2014, 4:28 pm
_r=0Simon Lester, “Review of Dani Rodrik, ‘The Globalization Paradox: Democracy and the Future of the World Economy,’” World Trade Review, June 28, 2011: http://papers.ssrn.com/sol3/papers.cfm? [read post]
19 May 2014, 4:42 am
Commodity Futures Trading Commission (CFTC) brought action against Arista and Arista’s principals, Abdul Sultan Walji (a/k/a Abdul Sultan Valji) of San Juan Capistrano, California, and Francisco alleging that they carried out a fraudulent scheme to misappropriate millions of investors’ money through commodity futures and options, making false statements to the CFTC, and filing false quarterly reports with the National… [read post]
2 Jan 2014, 4:28 pm
_r=0Simon Lester, “Review of Dani Rodrik, ‘The Globalization Paradox: Democracy and the Future of the World Economy,’” World Trade Review, June 28, 2011: http://papers.ssrn.com/sol3/papers.cfm? [read post]
